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First published online February 9, 2007; 10.1105/tpc.106.049338 The Plant Cell 19:395-402 (2007) © 2007 American Society of Plant Biologists
The Gene Balance Hypothesis: From Classical Genetics to Modern GenomicsDivision of Biological Sciences, University of Missouri, Columbia, MO 65211
Institut Cochin, Institut National de la Santé et de la Recherche Médicale, Centre National de la Recherche Scientifique, Université Paris 5 and 7, Paris 75005, France birchlerj{at}missouri.edu veitia{at}cochin.inserm.fr
The concept of genetic balance traces back to the early days of genetics. Additions or subtractions of single chromosomes to the karyotype (aneuploidy) produced greater impacts on the phenotype than whole-genome changes (ploidy). Studies on changes in gene expression in aneuploid and ploidy series revealed a parallel relationship leading to the concept that regulatory genes exhibited a stoichiometric balance, which if upset, would modulate target gene expression. The responsible regulatory genes for these types of effects primarily have been found to be members of signal transduction pathways or transcription factors of various types. Recent studies of retention of selected duplicate genes following diploidization of ancient polyplodization events have found that signal transduction and transcription factors have been preferentially maintained in a dosage-sensitive relationship. In this essay, we review the historical progression of ideas about genetic balance and discuss some challenges in this field for the future. EARLY DEVELOPMENT OF THE CONCEPT OF GENETIC BALANCE
Changes in chromosome number played an important role in the early days of genetics, albeit in a misunderstood role. The mutations that inspired the mutation theory of deVries (1901)
As this work continued, trisomics were found for all of the possible 12 chromosomes of Datura, but additional forms continued to arise, each with different characteristics. Some of these new forms accentuated a portion of the phenotypic characteristics of the original set of primary trisomics but were missing other changes from the normal diploid. The basis of these forms was revealed to be an extra chromosome that possessed two identical chromosome arms derived from misdivision of the centromere, manifested by a break in the middle of a centromere with fusion of two sister chromatids, to produce mirror image chromosomes (isochromosomes) generated from a single chromosome arm (Belling and Blakeslee, 1924
At about the same time as the early studies of Datura were conducted by Blakeslee, Richard Goldschmidt was studying the basis of sex determination in the gypsy moth (Lymantria dispar) (Goldschmidt, 1920
In further parallel studies, Calvin Bridges identified a triploid female Drosophila and among her progeny found intersexual flies that possessed a mixture of male and female parts (Bridges, 1925
Similar results of chromosome additions to produce trisomics and tetrasomics as well as the reciprocal production of monosomic individuals have recapitulated the balance conclusions in scores if not hundreds of species in both the plant and animal kingdoms (e.g., Lee et al., 1996
Over the subsequent decades, the interpretation of genetic balance split into an interesting dichotomy of enzymatic/metabolic versus gene regulatory balance that lingers today. On the one hand, the involvement with sex determination mechanisms was viewed as a regulatory balance, while on the other hand, aneuploid syndromes were viewed as perturbations of metabolism resulting from altered relationships of enzymes involved with intermediary metabolism. Indeed, the basis of sex determination in Drosophila involves a dosage relationship between transcription factors on the X chromosome relative to those on the autosomes (Erickson and Cline, 1993 GENE EXPRESSION IN ANEUPLOIDS
Several decades ago, one of us (J.A.B.) examined the levels of enzyme activities and proteins in aneuploid series of maize. A popular exercise at the time was the localization of the cytological position of genes encoding various enzymes by screening the genome using a set of trisomics or segmental trisomics created by overlapping translocations (e.g., Carlson, 1972
The failure to find a dosage effect for ADH was referred to as dosage compensation. The basis of this response was determined to be the result of a structural gene dosage effect of Adh itself being modulated in an inverse manner by a different part of the same chromosome arm involved in the aneuploid series (Birchler, 1981
In maize, a survey of aneuploids from many regions of the genome for six genes revealed that the RNA levels of any one gene could be modulated similarly by different dosage series (Guo and Birchler, 1994 BALANCE AT THE GENE LEVEL
A simple interpretation of the cause of these transacting dosage effects is that they are caused by a gene or genes on the varied chromosome that exhibit a dosage effect themselves and that act in a regulatory fashion to modulate many targets. To screen for single gene mutations that would mimic the dosage effect, mutageneses were conducted in Drosophila to find mutations that could up- or downregulate the expression of the white eye color gene using a leaky phenotypic reporter called white-apricot. The eyes of these flies have a low level of pigment, so modulations of expression could be scored easily. An amazingly large number of mutations were recovered from these screens, totaling 47 at last count (Birchler et al., 2001 The large number of modifiers of a single target gene must be understood in the context that developmental regulators often operate in a hierarchy. That is, one early developmental regulator might affect a downstream regulator and so on. If each regulator is dosage sensitive, the effect could potentially be passed along through the hierarchy. One must also appreciate that any one regulator will affect many targets, so there would be significant overlap of modifiers for different traits.
A summary of the collection of the various modifiers of white revealed that their molecular basis fell into two major classes: members of signal transduction pathways and transcription/chromatin factors (Birchler et al., 2001 RELATIONSHIP TO QUANTITATIVE TRAITS?
Returning to the phenotypic effects of trisomics, it is noted that any one characteristic of an organism can be affected by different trisomics. This realization suggests that multiple dosage-sensitive genes might be capable of modulating a particular phenotypic characteristic. We cannot summarize the field of quantitative genetics, but we discuss some parallels as previously noted (Guo and Birchler, 1994
Within the past half decade, it became obvious that many clinical human conditions result not necessarily from a gain-of-function mutation or a homozygous recessive, but from haploinsufficiency of particular gene products. In other words, null mutations as a heterozygote would condition syndromes in a type of dosage effect. As the molecular basis of these conditions was revealed, they consisted primarily of transcription factors. To explain these results, one of us (R.A.V.) formulated mechanistic models of transcription factor assembly into molecular complexes, noting the importance of stoichiometry of the subunits for the action of the whole (Veitia, 2002
Experimental evidence of this type of relationship has not been systematically sought in plants. However, data have been obtained from the study of haploinsufficiency in yeast (Papp et al., 2003
The concept of dosage balance predicts a relationship between the number of interactions (connectivity) of a component and to the possibility of dosage effects when under- or overexpressed. Lemos et al. (2004)
Proteinprotein connectivity in yeast complexes (and likely in other organisms) follows approximately a power law distribution (Hahn et al., 2004
This is apparent from the study of Sopko et al. (2006) BALANCE IN SEX CHROMOSOME DOSAGE COMPENSATION?
As noted above, the same dosage effects on target gene expression that result from genomic imbalance are responsible for dosage compensation of various genes in maize (Birchler, 1979 BALANCE IN EVOLUTIONARY PROCESSES?
With the availability of whole-genome sequences, it has become obvious that repeated cycles of polyploidization followed by diploidization have occurred in the lineages leading to the evolutionary crown of eukaryotic organisms present today (Wolfe, 2001
Indeed, gene classes preferentially found in segmental duplications are the complement of those retained from whole-genome duplications (Davis and Petrov, 2005
The studies on duplicate retention in Arabidopsis and rice by necessity must deal with genomes that are substantially returned to the diploid state. Thus, the possibility exists that directed elimination of members of the singleton classes occurred shortly after polyploidization to produce the observed genomic arrangement. However, a recent analysis of the genome of Paramecium tetraurelia illuminates the processes of whole-genome duplication and subsequent gene loss (Aury et al., 2006
Freeling and Thomas (2006) WHY A BALANCE IN REGULATORY PROCESSES?
A regulatory system in which the components are sensitive to stoichiometric relationships provides a means for selection pressures to operate on new mutations in diploids and tetraploids while such mutations are still heterozygous. Also, a system of multiple genes affecting any one characteristic and subject to a dosage interaction will provide a means to modulate the phenotype in subtle ways via mutations in multiple genes. Because the regulatory system is dosage dependent, any new regulatory mutations have the potential to produce subtle effects as a heterozygote. If they are detrimental, they will be selected against rapidly. However, new semidominant mutations would be available in the heterozygous state for rapid adaptive changes as well. The detection of purifying selection on retained duplicates in Paramecium (Aury et al., 2006 FUTURE PROBLEMS TO ADDRESS We have summarized above the historical and recent evidence suggesting a balance relationship of regulatory genes as a consequence of their membership in macromolecular complexes or networks for which the contributing members produce a stoichiometric effect on the function of the whole. There are several exciting research directions that such a hypothesis might inspire. One possibility is to examine the kinetic and interaction properties of macromolecular complexes in an attempt to understand the basis of how varying the dosage of individual components affects the function of the complex. This area will involve examining the association parameters of multiprotein regulatory complexes, the order in which they associate, and the topological connections between the different subunits. Such studies would test the proposition that highly connected proteins in stable complexes tend to display a higher dosage sensitivity and that this sensitivity can be modulated by the specific parameters of the association process. Also, one would want eventually to understand the impact of overall gene expression on the phenotype. Such endeavors will no doubt be quite challenging. For example, using gene chip technology, it might be possible to assess correlations between patterns of modulation of thousands of genes and their corresponding phenotypic consequences. The known parallels between multigenic aneuploid effects and quantitative traits are noted above, but the nature of this relationship is quite obscure at present. Exhaustive studies of global patterns of gene expression will need to be conducted, both on aneuploid conditions and on quantitative trait variation, to test such potential connections. Indeed, modulations of morphologies by aneuploid syndromes and QTL might involve changes in cell division patterns as much as overall changes in gene expression, complicating the detection of the responsible genes. The major challenge for molecular quantitative genetics in the future is to tease out the relationship of total genomic expression patterns to phenotypic effects.
Such relationships will be important to gain a better understanding of the role of regulatory balance in evolution. One can imagine how this balance can provide many gradual changes in phenotype in succession, but what is needed for insight into this problem is to determine to what extent multiple regulatory mutations are additive, interactive, or epistatic to each other. The inclusion of regulatory genes among the retained duplicates on the return road from polyploidy to diploidy in diverse taxa has provided an exciting development for the study of evolutionary processes. In mammals, ultraconserved noncoding DNA elements are depleted among segmentally duplicated regions of the genome (Derti et al., 2006
If the stoichiometry of regulatory factors contributes to increasing complexity and speciation, the individual components must be able to escape from a preexisting balance with other factors and establish a new balance. If such divergence is a contributing factor to evolutionary change, then the processes that allow shifts from one balance relationship to another must be explored. Many classical studies of species hybrid incompatibilities have suggested the presence of coevolving gene complexes (Dobzhansky, 1937 Acknowledgments Funding on this topic in the Birchler laboratory is provided by a grant from the National Science Foundation Plant Genome Program (DBI 0501712) and by the National Institutes of Health (R01 GM068042). R.A.V. is funded by the Institut National de la Santé et de la Recherche Médicale, the Centre National de la Recherche Scientifique, and the University of Paris 7. Footnotes www.plantcell.org/cgi/doi/10.1105/tpc.106.049338 REFERENCES Aury, J.-M., et al. (2006). 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